325
- Details
- Highlights
- Company
Requirements for candidates
- University degree in Law, Finance, or a related field (advanced degree or certifications in financial regulation preferred);
- 3+ years of experience in legal/regulatory/corporate fields;
- Strong expertise in Latvian and EU financial regulation;
- Ability to drive and execute legal/regulatory processes independently;
- Ability to manage and align internal stakeholder expectations across multiple teams;
- Excellent communication and collaboration skills;
- Experience with MiFID II and FATCA/QI regime would be a plus;
- Fluency in English and Latvian.
Responsibilities
- Own and lead projects in regulatory and/or compliance matters, provide strategic recommendations to support high-level decision-making;
- Prepare reports, executive summaries, and presentations for management board;
- Monitor and ensure certain types of regulatory reporting (in connection with MiFID II, FATCA/QI);
- Support/advise the Company's management board in regulatory/compliance matters;
- Participation and compliance/regulatory support in Financial/AML/Other audits of the Company;
- Ensure compliance with Latvian/EU regulations applicable to the Company;
- Lead cross-functional collaboration with Compliance, Business, Brokerage, Customer Service teams inside the organization, act as a liaison between the Directors and key internal external stakeholders;
- Work with external regulators, legal advisors, financial counterparties, and other external stakeholders when necessary;
- Support Company's directors in identifying and mitigating legal/regulatory/business risks.
What we offer
- Being part of successful and growing Swiss Bank with an international presence and team;
- Friendly working environment;
- Office in the city center;
- Health insurance package after probation period.
€
2500 - 2800
Location
- Rīga, Latvia
Lāčplēša iela 20A
Time of work
- Full-time
Skills
Languages
- English
- Latvian
Contact person
ĀKPL "Dukascopy Bank SA"
29851970
ĀKPL "Dukascopy Bank SA"
29851970
Similar job ads:
Jurista palīgs(-dze) / Jaunākais juriskonsults/-e
Jurists
Jurists/-e